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Scott Michael Gajeski

Raymond James & Associates, Inc.

Denver, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
CO RA APPROVED 2025-04-02
  • TX RA
    APPROVED
    Since 2025-05-01
  • CO RA
    APPROVED
    Since 2025-04-02

Branch Locations

100 Saint Paul Street Suite 600, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Denver CO 08/2008 04/2025
Raymond James & Associates, Inc. Denver CO 04/2025 Present
Previous Registrations
  • 2011-10-21 → 2025-04-03
    U.S. Bancorp Investments, Inc.
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Aurora, CO
    Aurora, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Denver, CO
    Aurora, CO
    Aurora, CO
    Aurora, CO
    Aurora, CO
    Aurora, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-20
S63 Uniform Securities Agent State Law Examination 2009-01-22
  • S65 Uniform Investment Adviser Law Examination
    2011-10-20
  • S63 Uniform Securities Agent State Law Examination
    2009-01-22
Designations

View on SEC IAPD

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NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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