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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
2821 Wehrle Dr Ste 4, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2008 | 12/2019 |
| Lpl Financial Llc | Williamsville | NY | 01/2020 | Present |
1)01/30/2020 - Silver Grove Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-09 |
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