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Daniel Albert Mcauliffe

Equitable Advisors, LLC

Williamsville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2018-09-26
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2018-09-26

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 03/2011 06/2020
Equitable Advisors, Llc New York NY 03/2011 Present
Other Businesses

1. VP of Buffalo Squash Racquettes Association 24 Blackfriars Yard Buffalo NY 14222 (4hrs a month), Start date: 6/28/20182. 2. Member of a Limited Liability Company The BlackOak Group, LLC 350 Essjay Rd, Suite 300 Williamsville, NY 14221, Start date: 12/01/20213. 3. Owner, income property at 32 crescent ave, Buffalo, NY 14214. Start date: 12/02/2019. 1 hour/month. 4.Owner, income property at 379 crescent ave, buffalo, ny 14214. Start date: 12/02/2019. 1 hour/month. 5. Board member of 716 Squash, Inc P.O. Box 372 Buffalo, NY 14207. Start date: 12/01/2023. 5 hours/month. 6. Board member of Child and Family Services 3901 Genesee Street, Suite 300 Cheektowaga, New York 14225. Start date 08/01/2023. 5 hours/month. 7. No position or title-Will be facilitating the potential sale of an existing life insurance policy a client no longer wants to the Ashar Group if they are willing to make an offer above the policy surrender value. Start date: 12/01/2023. 1 hour/month. 8. Pace Financial Partners, LLC, Owner, Williamsville, NY, Since 10/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-23
S63 Uniform Securities Agent State Law Examination 2008-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-03-23
  • S63 Uniform Securities Agent State Law Examination
    2008-10-13
Other Names
  • Daniel Mcauliffe

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