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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
TN RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Cordova TN 08/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Memphis TN 03/2017 Present
  • 08/2008 → 03/2017
    Metlife Securities Inc.
    Cordova, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Memphis, TN
Previous Registrations
  • 2013-09-03 → 2017-03-25
    Msi Financial Services, Inc.
    Franklin, TN
    Memphis, TN
Other Businesses

INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS FIXED ANNUITIES /LIFE ACCIDENT AND HEALTH/ P&C - SINCE 1/2015 -1 HOUR SECURITIES Musician - Memphis TN - 1 sec hr 1 non sec hr per week since 07/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-06
S63 Uniform Securities Agent State Law Examination 2008-09-29
  • S65 Uniform Investment Adviser Law Examination
    2013-08-06
  • S63 Uniform Securities Agent State Law Examination
    2008-09-29
Other Names
  • Bob Buckley
  • Robert T Buckley

View on SEC IAPD

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