Best Investors
Account
Sign in
Best Investors
Account
Sign in
4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2021-11-04 |
Branch Locations
4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | The Woodlands | TX | 04/2009 | 06/2018 |
| The Planning Project, Llc Dba The Sum | Montgomery | TX | 06/2018 | Present |
| The Sum Prep, Llc | The Woodlands | TX | 01/2023 | Present |
the name of the other business: The Sum Prep, LLC Whether the business is investment-related: No the address of the other business: 4526 Research Forest Dr, Ste 240, The Woodlands, TX 77381 the nature of the other business: Tax Preparation your position: Manager/Tax Preparer title, or relationship with the other business: Manager the start date of your relationship: 1/1/2023 the approximate number of hours/month you devote to the other business: Approximately 5, but it will only take place from February through April. the number of hours you devote to the other business during securities trading hours: This will take about 60 hours per year and will be done from February through March. On average, this is less than 5 per month. briefly describe your duties relating to the other business: Prepare tax returns for select customers of The Sum.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-12 |
Reach out to this advisor