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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-08
IA RA APPROVED 2008-10-09
  • TX RA
    APPROVED_RES
    Since 2018-08-08
  • IA RA
    APPROVED
    Since 2008-10-09

Branch Locations

1400 Central Ave, Fort Dodge, IA 50501 • United States

530 2Nd St, Webster City, IA 50595 • United States

218 W State St, Algona, IA 50511-2341 • United States

Webster City, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Dodge IA 08/2008 03/2020
Ameriprise Financial Services, Llc Webster City IA 03/2020 Present
Other Businesses

Business Ownership; Algona Investment Properties LLC; ; To hold real estate; 218 W State StreetAlgona, IA 50511, ,; Not Investment-Related; 10/31/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FISH2o; Financial Advisor - Advise and obtain new clients; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 01/01/2017; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-07
  • S66 Uniform Combined State Law Examination
    2008-10-07
Other Names
  • Nicholas Dean Hammit

View on SEC IAPD

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