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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| IA | RA | APPROVED | 2008-10-09 |
Branch Locations
1400 Central Ave, Fort Dodge, IA 50501 • United States
530 2Nd St, Webster City, IA 50595 • United States
218 W State St, Algona, IA 50511-2341 • United States
Webster City, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Dodge | IA | 08/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Webster City | IA | 03/2020 | Present |
Business Ownership; Algona Investment Properties LLC; ; To hold real estate; 218 W State StreetAlgona, IA 50511, ,; Not Investment-Related; 10/31/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FISH2o; Financial Advisor - Advise and obtain new clients; ; 1400 Central Ave, , Fort Dodge, IA, 50501; Investment-Related; 01/01/2017; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-07 |
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