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Lindsay N Mist

Morgan Stanley

Honolulu, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
HI RA APPROVED 2009-09-07
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • HI RA
    APPROVED
    Since 2009-09-07

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Honolulu HI 07/2008 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2008 → Present
    Morgan Stanley Smith Barney
    Honolulu, HI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*560255 - Goodwill Hawaii; Investment related: No; Honolulu, Hawaii; Civic/Community; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 1; After business hours: 2; Labor/Service, Fundraising

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-04
  • S66 Uniform Combined State Law Examination
    2009-09-04
Other Names
  • Lindsay Young Norcross
  • Lindsay Young Mist

View on SEC IAPD

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