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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-03 |
| WA | RA | APPROVED | 2015-06-24 |
| HI | RA | APPROVED | 2008-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HONOLULU, HA, 100% OWNERSHIP WITH SPOUSE, START 1/12/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. GOODWILL HAWAII; INVESTMENT RELATED; HONOLULU,HI; FINANCE COMMITTEE MEMBER; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS IN GENERAL TERMS ONLY INV. ACCT; ASSET ALLOCATION, MANAGERS, FEES, ACCT PERFORMANCE, ECONOMIC BACKDROP, GDP, UNEMPLOYMENT, INFLATION, THE ENDOWMENT FUND CREATION,RECOMMENDATIONS FROM CURRENT INV. MANAGER, ADVISOR PERFORMANCE, INV POLICY, AND SPENDING POLICIES. GOODWILL HAWAII, INVT RELATED, HONOLULU, HI, EXECUTIVE COMMITTEE, START DATE 7/1/2022, 4 HRS PER MONTH, 2 HRS DURING TRADING, ATTENDING BOARD MEETINGS TO DISCUSS ORGANIZATION, STRATEGIC AND FINANCIAL AFFAIRS OF THE ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-26 |
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