Leanne Arlene Chavez

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-07-10
TX	RA	APPROVED	2025-06-30
VI	RA	APPROVED	2025-06-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mass Mutual (Bought Metlife In July 2016)	Tempe	AZ	07/2016	05/2017
Lunt Capital Management	Salt Lake City	UT	05/2017	07/2018
Zions Bancorporation	Salt Lake City	UT	07/2018	12/2021
Lpl Financial Llc	Salt Lake City	UT	07/2018	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salt Lake City	UT	12/2021	06/2022
Fidelity Investments	Covington	KY	06/2022	04/2025
Fidelity Investments	Boston	MA	03/2025	04/2025
Morgan Stanley	Tempe	AZ	04/2025	06/2025
Rbc Capital Markets, Llc	Scottsdale	AZ	06/2025	Present

07/2016 → 05/2017

Mass Mutual (Bought Metlife In July 2016)

Tempe, AZ
05/2017 → 07/2018

Lunt Capital Management

Salt Lake City, UT
07/2018 → 12/2021

Zions Bancorporation

Salt Lake City, UT
07/2018 → 12/2021

Lpl Financial Llc

Salt Lake City, UT
12/2021 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT
06/2022 → 04/2025

Fidelity Investments

Covington, KY
03/2025 → 04/2025

Fidelity Investments

Boston, MA
04/2025 → 06/2025

Morgan Stanley

Tempe, AZ
06/2025 → Present

Rbc Capital Markets, Llc

Scottsdale, AZ

2025-05-12 → 2025-07-10

Morgan Stanley

Tempe, AZ
2025-03-31 → 2025-04-22

Strategic Advisers Llc

Boston, MA

Salt Lake City, UT

Sandy, UT
2022-09-06 → 2025-03-31

Fidelity Personal And Workplace Advisors

Covington, KY
2022-05-19 → 2022-06-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-17

Other Firms