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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-14 |
Branch Locations
4030 Smith Road Suite 140, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity | Covington | KY | 05/2014 | 11/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2018 |
| Td Ameritrade | Cincinnati | OH | 11/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Cincinnati | OH | 11/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Cincinnati | OH | 01/2022 | 06/2025 |
| Charles Schwab And Co., Inc. | Cincinnati | OH | 12/2022 | 06/2025 |
| Strategic Wealth Partners Ltd | Independence | OH | 02/2024 | 06/2025 |
| Corient | Cincinatti | OH | 06/2025 | Present |
| Corient Services Llc | Miami | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-23 |
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