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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CO | RA | APPROVED | 2023-09-05 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highlands Ranch Community Association | Highlands Ranch | CO | 04/2004 | 09/2023 |
| Northstar Realty Securities | Greenwood Village | CO | 06/2013 | 02/2018 |
| E*Trade Securities Llc | Denver | CO | 08/2018 | 06/2020 |
| E*Trade Capital Management Llc | Denver | CO | 08/2018 | 06/2020 |
| E*Trade Securities Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Capital Management Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Securities Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | Present |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
1. Precision Racquet Work 2. Investment Related: No 3. (Personal Address) 4. Tennis Coaching 5. Owner 6. 06/04/2007 7. Hours devoted to business: 20 8. Hours devoted during Securities business: 0 9. I coach tennis and string racquets *436249 1. Highlands Ranch Community Association 2. Investment Related: No 3. Highlands Ranch. CO 4. Recreation 5. Employee 6. 05/02/2021 7. Hours devoted to business: 3 8. Hours devoted during Securities business: 0 9. Labor/Service *653277- Landlord; Investment related: Yes; Denver, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-30 |
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