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Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-05
MN RA APPROVED 2026-01-05
  • IL RA
    APPROVED
    Since 2026-01-05
  • MN RA
    APPROVED
    Since 2026-01-05

Branch Locations

4440 Ash Grove, Suite A, Springfield, IL 62711 • United States

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst Tax & Financial Services Petersburg IL 01/1992 Present
Quorum Consulting, Llc Springfield IL 10/2019 Present
Ernst Tax & Financial Services Springfield IL 08/2021 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2021 12/2025
Cetera Investment Advisers Llc Schaumburg IL 11/2021 12/2025
Berger Financial Group Plymouth MN 12/2025 Present
  • 01/1992 → Present
    Ernst Tax & Financial Services
    Petersburg, IL
  • 10/2019 → Present
    Quorum Consulting, Llc
    Springfield, IL
  • 08/2021 → Present
    Ernst Tax & Financial Services
    Springfield, IL
  • 08/2021 → 12/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2021 → 12/2025
    Schaumburg, IL
  • 12/2025 → Present
    Plymouth, MN
Previous Registrations
Other Businesses

1) QUORUM CONSULTING, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX MANAGER, TAX & ACCOUNTING SERVICES, CONSULT WITH CLIENTS FOR TAX, BUSINESS PLANNING, PREPARE TAX RETURNS, SUPERVISE TAX DEPARTMENT, LIMITED POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848., 40H/WEEK, 30H/WEEK DURING TRADING HOURS, SINCE 10/2019. 2) ERNST TAX & FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, TAX SERVICES BILLED THROUGH QUORUM CONSULTING, LLC, LIMITED POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848, INVESTMENT RELATED DBA, 40H/WEEK, SINCE xxxxxxx

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-24
S63 Uniform Securities Agent State Law Examination 2008-08-25
  • S66 Uniform Combined State Law Examination
    2021-11-24
  • S63 Uniform Securities Agent State Law Examination
    2008-08-25

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