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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

1618 Long Lake Road, New Brighton, MN 55112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 08/2009 01/2019
Cri Securities, Llc St Paul MN 08/2009 01/2019
North Star Consultants, Inc Minneapolis MN 07/2008 01/2019
Securian Financial Services Inc St Paul MN 01/2019 08/2023
Minnesota Life Insurance Co St Paul MN 01/2019 08/2023
North Star Resources Group Minneapolis MN 01/2019 Present
Cri Securities Llc St Paul MN 01/2019 10/2021
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Michelle L Muthiani Consulting, Llc Minneapolis MN 08/2026 Present
  • 08/2009 → 01/2019
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2009 → 01/2019
    Cri Securities, Llc
    St Paul, MN
  • 07/2008 → 01/2019
    North Star Consultants, Inc
    Minneapolis, MN
  • 01/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2019 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2019 → Present
    North Star Resources Group
    Minneapolis, MN
  • 01/2019 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2026 → Present
    Michelle L Muthiani Consulting, Llc
    Minneapolis, MN
Previous Registrations
  • 2018-10-24 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2018-10-24 → 2021-10-21
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR RESOURCE GROUP INSURANCE BROKERAGE SERVICES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: P&C sales; 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 3116 COLUMBUS AVE, MINNEAPOLIS, MN 55407; NATURE OF BUSINESS: DUPLEX RENTAL; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: >1; APX NUMBER OF HOURS DURING TRADING HOURS: >1; BRIEF DESCRIPTION OF DUTIES: BASIC MAINTENANCE & UPKEEP; 3. NAME OF OTHER BUSINESS: SANCTUARY COVENANT CHURCH; INVESTMENT RELATED: NO; ADDRESS: 2018 ALDRICH AVE NORTH, MINNEAPOLIS, MN 55411; NATURE OF BUSINESS: BOARD; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BUDGETING AND FINANCIAL PLANNING, INTERNAL CONTROLS AND ACCOUNTABILITY POLICIES, CONDUCT AUDITS, INVESTMENT RECOMMENDATION AND OVERSIGHT; 4. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: MICHELLE L. MUTHIANI CONSULTING, LLC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 8/20/26 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, COLLECT FEES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-27
S63 Uniform Securities Agent State Law Examination 2009-11-23
  • S65 Uniform Investment Adviser Law Examination
    2018-09-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23
Other Names
  • Michelle Lee Huffman

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