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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-18 |
| OR | RA | APPROVED | 2022-04-18 |
| WA | RA | APPROVED | 2022-04-18 |
Branch Locations
805 Sw Broadway Suite 2400, Portland, OR 97205 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Portland | OR | 01/2016 | 04/2022 |
| E*Trade Capital Management Llc | Portland | OR | 01/2016 | 04/2022 |
| Empirical Wealth Management | Portland | OR | 04/2022 | Present |
Name of other business: Empirical Insurance, LLC. Is business investment-related: Yes. Address of other business: 1420 Fifth Ave., Suite 3150, Seattle, WA 98101. Nature of other business: Insurance planning services. Position/title/relationship: Affiliated Insurance Producer. Start date of relationship: 04/21022. Approximate number of hours/month devoted to other business: 1 hour. Number of hours devoted to the other business during securities trading hours: 1 hour. Duties related to other business: Recommend insurance products designed to address the life, disability, and long-term care insurance needs of clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-14 |
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