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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-20 |
| TX | RA | APPROVED | 2018-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Huntington Beach | CA | 04/2015 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntington Beach | CA | 04/2015 | 01/2017 |
| Citigroup Global Markets, Inc | Huntington Beach | CA | 01/2017 | 06/2018 |
| J.P. Morgan Securities Llc | Irvine | CA | 06/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-15 |
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