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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-06
TX RA APPROVED 2015-05-08
NJ RA APPROVED 2015-05-07
  • PA RA
    APPROVED
    Since 2021-01-06
  • TX RA
    APPROVED
    Since 2015-05-08
  • NJ RA
    APPROVED
    Since 2015-05-07

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Mickleton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prince Enterprise Llc Sewell NJ 11/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2015 Present
Bank Of America, N.A. Pennington NJ 04/2015 Present
Previous Registrations
Other Businesses

PRINCE ENTERPRISE LLC POSITION: OWNER NATURE: RETAIL OWNERSHIP INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 11/11/2007 ADDRESS: SEWELL NJ 08080 DESCRIPTION: PRINCE ENTERPRISE LLC-PRESIDENT STARTED IN 2007-PRESENTCOMPANY WAS FORMED TO BUY 2 LIQUOR STORES IN THE PAST. WORK APPROX. 10 HOURS/MONTH NONE OF WHICH IS DURING TRADING HOURS. SUPERVISIONAL DUTIES TO OVERSEE THAT MANAGERS ARE DOING THEIR DUTIES TO KEEP THE STORE RUNNING PROPERLY. I*5600 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: PRINCE TOMAR INVESTMENT RELATED: ADDRESS OF BUSINESS: MICKLETON, NEW JERSEY 8063 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 11/17/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I*1600307 For profit or not for profit: MyMD4Me LLC Name of outside business organization: Investment related: no Address of business: Sewell, NJ Nature of business: Position, title, association: Employee Start date of relationship: 12/01/2023 Number of hours devoted: 0 weekly Number of hours devoted during trading hours: Duties: This is my father's business and he needs help handling schedules/timekeeping/material upkeep/general oversight of activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-14
  • S66 Uniform Combined State Law Examination
    2009-10-14
Other Names
  • Prince R. Tomar

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