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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Jackson | TX | 08/2008 | Present |
| Bank Of America, N.A. | Lake Jackson | TX | 07/2011 | Present |
I*54659 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROTARY CLUB OF BRAZOSPORT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LAKE JACKSON, TEXAS 77566 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 3 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: SHRIMP BOIL AUCTION CHAIR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-19 |
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