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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-08-22 |
Branch Locations
16052 Swingley Ridge Rd., Suite 310, Chesterfield, MO 63017 • United States
Saint Peters, MO • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennedy Capital Management, Inc. | St Louis | MO | 07/2008 | 12/2016 |
| Jag Capital Management, Inc. | St. Louis | MO | 12/2016 | 02/2020 |
| Ubs Financial Services Inc. | Chesterfield | MO | 04/2020 | 08/2024 |
| &Partners, Llc | Nashville | TN | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2008-12-20 |
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