Keegan James Mistry

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2018-11-13

MI RA
APPROVED

Since 2018-11-13

Branch Locations

730 Penniman Avenue, Plymouth, MI 48170 • United States

Plymouth, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Plymouth	MI	09/2014	Present

09/2014 → Present

Ubs Financial Services

Plymouth, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-09

S66 Uniform Combined State Law Examination

2018-11-09

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

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