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Michael Allen Waterhouse

Park Avenue Securities LLC

Allentown, PA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-27
CT RA APPROVED 2024-01-30
NV RA APPROVED 2023-11-13
IL RA APPROVED 2023-08-21
SC RA APPROVED 2022-04-20
DC RA APPROVED 2021-11-02
TX RA APPROVED_RES 2021-07-16
OH RA APPROVED 2021-04-19
NY RA APPROVED 2021-04-16
GA RA APPROVED 2021-04-13
MN RA APPROVED 2021-02-23
CA RA APPROVED 2021-01-15
CO RA APPROVED 2020-05-20
VA RA APPROVED 2020-05-20
MD RA APPROVED 2020-04-13
NC RA APPROVED 2020-03-12
FL RA APPROVED 2018-12-19
NJ RA APPROVED 2015-11-25
PA RA APPROVED 2014-09-15
  • AZ RA
    APPROVED
    Since 2024-09-27
  • CT RA
    APPROVED
    Since 2024-01-30
  • NV RA
    APPROVED
    Since 2023-11-13
  • IL RA
    APPROVED
    Since 2023-08-21
  • SC RA
    APPROVED
    Since 2022-04-20
  • DC RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2021-07-16
  • OH RA
    APPROVED
    Since 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-16
  • GA RA
    APPROVED
    Since 2021-04-13
  • MN RA
    APPROVED
    Since 2021-02-23
  • CA RA
    APPROVED
    Since 2021-01-15
  • CO RA
    APPROVED
    Since 2020-05-20
  • VA RA
    APPROVED
    Since 2020-05-20
  • MD RA
    APPROVED
    Since 2020-04-13
  • NC RA
    APPROVED
    Since 2020-03-12
  • FL RA
    APPROVED
    Since 2018-12-19
  • NJ RA
    APPROVED
    Since 2015-11-25
  • PA RA
    APPROVED
    Since 2014-09-15

Branch Locations

5100 West Tilghman Street Suite 170, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Allentown PA 04/2015 Present
Park Avenue Securities Llc Allentown PA 04/2015 Present
Previous Registrations
Other Businesses

1. Outside Insurance-Sell life insurance, disability, and fixed annuities with outside vendors,. Start: 09/19/2014, Address: 5100 W Tilghman St Suite 310 Allentown, PA 18104, 4 total business hours per month, 4 during securities trading hours, Greater than 10% annual compensation, Investment related, 2. President of local University of South Florida alumni association-organize and facilitate gatherings of alumni, such as sports watch parties, networking events, and new student welcome events, Start: 04/01/2015, Address: N/A, 5 total business hours per month, 1 during securities trading hours, No annual compensation, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-20
  • S66 Uniform Combined State Law Examination
    2008-11-20

View on SEC IAPD

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