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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-18 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
Longs, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Capital Distributors, Llc | Charlotte | NC | 08/2019 | 11/2024 |
| Sterling Capital Management Llc | Charlotte | NC | 05/2017 | 07/2019 |
| North Carolina Real Estate Agent | Charlotte | NC | 05/2016 | 11/2016 |
| North Carolina Real Estate Agent/Ag Williams Real Estate | Charlotte | NC | 11/2016 | 04/2017 |
| Ally Invest Securities Llc | Charlotte | NC | 11/2024 | Present |
| Red Ventures | Charlotte | NC | 07/2016 | 09/2016 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2025 | Present |
| Thrivent Financial | Appleton | WI | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-23 |
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