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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-03-08
  • KY RA
    APPROVED
    Since 2024-03-08

Branch Locations

998 Governors Ln Suite 350, Lexington, KY 40513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Frankfort KY 12/2012 12/2018
Southland Equity Partners, Llc Frankfort KY 01/2016 12/2018
Ctm Financial Group Inc Frankfort KY 01/2013 03/2021
Securities America, Inc. Frankfort KY 12/2018 03/2021
Arbor Point Advisors Frankfort KY 12/2018 03/2021
Ameriprise Financial Services, Llc North Port Richey FL 03/2021 07/2021
Moneylife Partners, Inc. Louisville KY 08/2021 07/2022
Mml Investors Services, Llc Lexington KY 01/2024 Present
Massmutual Life Insurance Company Lexington KY 01/2024 Present
Gardaworld Georgetown KY 12/2023 07/2024
Michael Schano- Self Employed Frankfort KY 07/2022 12/2023
  • 12/2012 → 12/2018
    Fsc Securities Corporation
    Frankfort, KY
  • 01/2016 → 12/2018
    Frankfort, KY
  • 01/2013 → 03/2021
    Ctm Financial Group Inc
    Frankfort, KY
  • 12/2018 → 03/2021
    Securities America, Inc.
    Frankfort, KY
  • 12/2018 → 03/2021
    Arbor Point Advisors
    Frankfort, KY
  • 03/2021 → 07/2021
    North Port Richey, FL
  • 08/2021 → 07/2022
    Moneylife Partners, Inc.
    Louisville, KY
  • 01/2024 → Present
    Lexington, KY
  • 01/2024 → Present
    Massmutual Life Insurance Company
    Lexington, KY
  • 12/2023 → 07/2024
    Gardaworld
    Georgetown, KY
  • 07/2022 → 12/2023
    Michael Schano- Self Employed
    Frankfort, KY
Previous Registrations
  • 2021-09-07 → 2022-08-11
    Moneylife Partners, Inc.
    Louisville, KY
  • 2021-03-19 → 2021-07-14
    New Port Richey, FL
    Treasure Island, FL
    Frankfort, KY
  • 2018-12-12 → 2021-03-23
    Arbor Point Advisors
    Frankfort, KY
  • 2016-02-04 → 2018-12-26
    Frankfort, KY
  • 2012-12-13 → 2018-12-20
    Fsc Securities Corporation
    Frankfort, KY
    Frankfort, KY
  • 2011-12-05 → 2012-12-19
    Msi Financial Services, Inc.
    Lexington, KY
    Buffalo Grove, IL
    Louisville, KY
Other Businesses

NAME: MICHAEL J SCHANO INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: SILENT PARTNER START DATE: 4/1/2022 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: SILENT PARTNER WHILE I HOLD THE MORTGAGE NOTE UNTIL MY PARTNERS COMPLETED THE PURCHASE; IN THE MEANTIME, THEY ARE RESPONSIBLE FOR ALL COSTS AND PAYMENTS AND KEEPING IT RENTED UNTIL THEY COMPLETE THE PURCHASE. (2) NAME: KEY WEALTH PARTNERS, LLC INV REL: Y ADD: 998 GOVERNORS LANE SUITE 350 LEXINGTON KY 40513 NATURE: TAX RETURN, PREPARATION POSITION: OWNER, TAX PREPARER START DATE: 02/01/2025 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 15-20 DUTIES: TAX PREPARATION FOR CLIENTS; FEDERAL, STATE AND LOCAL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-29
S65 Uniform Investment Adviser Law Examination 2011-12-01
  • S63 Uniform Securities Agent State Law Examination
    2024-02-29
  • S65 Uniform Investment Adviser Law Examination
    2011-12-01
Designations
Other Names
  • Mike Schano
  • Michael Schano
  • Michael Joseph Schano

View on SEC IAPD

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