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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-03-08 |
Branch Locations
998 Governors Ln Suite 350, Lexington, KY 40513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Frankfort | KY | 12/2012 | 12/2018 |
| Southland Equity Partners, Llc | Frankfort | KY | 01/2016 | 12/2018 |
| Ctm Financial Group Inc | Frankfort | KY | 01/2013 | 03/2021 |
| Securities America, Inc. | Frankfort | KY | 12/2018 | 03/2021 |
| Arbor Point Advisors | Frankfort | KY | 12/2018 | 03/2021 |
| Ameriprise Financial Services, Llc | North Port Richey | FL | 03/2021 | 07/2021 |
| Moneylife Partners, Inc. | Louisville | KY | 08/2021 | 07/2022 |
| Mml Investors Services, Llc | Lexington | KY | 01/2024 | Present |
| Massmutual Life Insurance Company | Lexington | KY | 01/2024 | Present |
| Gardaworld | Georgetown | KY | 12/2023 | 07/2024 |
| Michael Schano- Self Employed | Frankfort | KY | 07/2022 | 12/2023 |
NAME: MICHAEL J SCHANO INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: SILENT PARTNER START DATE: 4/1/2022 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: SILENT PARTNER WHILE I HOLD THE MORTGAGE NOTE UNTIL MY PARTNERS COMPLETED THE PURCHASE; IN THE MEANTIME, THEY ARE RESPONSIBLE FOR ALL COSTS AND PAYMENTS AND KEEPING IT RENTED UNTIL THEY COMPLETE THE PURCHASE. (2) NAME: KEY WEALTH PARTNERS, LLC INV REL: Y ADD: 998 GOVERNORS LANE SUITE 350 LEXINGTON KY 40513 NATURE: TAX RETURN, PREPARATION POSITION: OWNER, TAX PREPARER START DATE: 02/01/2025 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 15-20 DUTIES: TAX PREPARATION FOR CLIENTS; FEDERAL, STATE AND LOCAL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-29 |
| S65 | Uniform Investment Adviser Law Examination | 2011-12-01 |
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