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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-16
  • PA RA
    APPROVED
    Since 2022-09-16

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

Boalsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 09/2017 09/2022
Cuna Mutual Group Madison WI 03/2014 09/2022
Citizens Bank Westwood MA 09/2022 Present
Citizens Securities, Inc. Westwood MA 09/2022 Present
  • 09/2017 → 09/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2014 → 09/2022
    Cuna Mutual Group
    Madison, WI
  • 09/2022 → Present
    Citizens Bank
    Westwood, MA
  • 09/2022 → Present
    Westwood, MA
Previous Registrations
  • 2017-11-16 → 2022-09-02
    Cuna Brokerage Services, Inc.
    Madison, WI
    Allison, IA
    Riverside, CA
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2009-10-29
  • S66 Uniform Combined State Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2009-10-29

View on SEC IAPD

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