Best Investors Account Sign in

Shepard Tuttle Stevens

Raymond James & Associates, Inc.

West Hartford, CT

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-16
TX RA APPROVED 2024-10-16
  • CT RA
    APPROVED
    Since 2024-10-16
  • TX RA
    APPROVED
    Since 2024-10-16

Branch Locations

29 South Main Street Suite 210, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Haven CT 11/2011 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 11/2017 10/2024
Bank Of America, N.A. New Haven CT 12/2017 10/2024
Raymond James & Associates West Hartford CT 10/2024 Present
Previous Registrations
Other Businesses

New Haven Country Club 10/16/2024, Golf Committee Chairman,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-14
  • S66 Uniform Combined State Law Examination
    2008-10-14
Other Names
  • Shepard T Stevens
  • Shepard Tuttle Stevens
  • Shepard Stevens

View on SEC IAPD

Other Firms

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
PRIME CAPITAL FINANCIAL
THE PATRIOT FINANCIAL GROUP, LLC
NEWEDGE ADVISORS

Other Investors

David Walter McCary
EDWARD ALLEN STEIGER
JENNIFER E LANGE
RICHARD JOSEPH CARDINAL
PAUL FRANCIS VAIDA
Andrew John Lawson
Alexis Jankauskas
ROBERT MARK BORKOWSKI

Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

More in West Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor