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Brian Finlayson

Thrivent Investment Management Inc.

Greenwood Village, CO

Littleton, CO

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-06-28
  • CO RA
    APPROVED
    Since 2019-06-28

Branch Locations

9250 E Costilla Ave, Greenwood Village, CO 80112 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Dist Inc Denver CO 07/2008 06/2019
Thrivent Investment Management Inc Northglenn CO 06/2019 Present
Thrivent Financial Appleton WI 07/2019 09/2019
Thrivent Financial Appleton WI 09/2019 Present
  • 07/2008 → 06/2019
    Oppenheimerfunds Dist Inc
    Denver, CO
  • 06/2019 → Present
    Thrivent Investment Management Inc
    Northglenn, CO
  • 07/2019 → 09/2019
    Thrivent Financial
    Appleton, WI
  • 09/2019 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 2008-08-29
  • S66 Uniform Combined State Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2008-08-29
Other Names
  • Brian Logan Finlayson

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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