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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-24 |
| CT | RA | APPROVED | 2022-12-22 |
| ID | RA | APPROVED | 2022-12-22 |
| NY | RA | APPROVED | 2022-12-22 |
Branch Locations
399 Knollwood Rd Ste G10, White Plains, NY 10603-1944 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B Riley Capital Management, Llc | New York | NY | 09/2013 | 11/2018 |
| B Riley & Co, Llc | New York | NY | 11/2015 | 01/2019 |
| Fbr Capital Markets & Co. | New York | NY | 11/2017 | 11/2018 |
| Unfcu Advisors, Llc | New York | NY | 01/2019 | 12/2022 |
| Communityamerica Financial Solutions, Llc | Lenexa | KS | 01/2019 | 08/2020 |
| United Nations Federal Credit Union | Long Island City | NY | 01/2019 | 12/2022 |
| Ameriprise Financial Services, Llc | Sioux City | ID | 12/2022 | Present |
Real Estate Ownership; co-op; 97-10 62nd Drive, Apt. 15B, , Rego Park, NY, 11374; Not Investment-Related; 07/01/2012. Outside Employment; International Home Care Services of New York; personal care assistant - providing care for my elderly mother once a week on Saturday; personal care of elderly parent; 9777 Queens Blvd, , Rego Park, NY, 11374; Not Investment-Related; 08/02/2021; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-27 |
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