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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-26
OH RA APPROVED 2014-10-14
  • TX RA
    APPROVED
    Since 2016-04-26
  • OH RA
    APPROVED
    Since 2014-10-14

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 10/2013 Present
Other Businesses

The Taft Museum of Art / 316 Pike Street Cincinnati,OH 45202 / Other/ Charities, Cultural, Educational & Political Organisations / Art Museum / Member of Board of Directors /Develop resources for the benefit of the Taft, Serve as an ambassador to the museum, Engage in board self-assessment, project assessment, assist with strategic alliances/ Start Date 01/01/2017/ Nonprofit Corporation. John T Lawrence Revocable Trust DTD Start date 12/11/18 John T Lawrence IV, Executor Estate of John T Lawrence III / 3647 Monteith Ave Cincinnati,Ohio 45208 / Other/ Other Estate with investment account / Co-Trustee of deceased father's Irrevocable trust / Other / Executor / I am executor of the estate of John T Lawrence III. I will make sure that bills are paid promptly and close out estate upon completion. / Start Date Estate / < 2)Lawrence Capital Management, LLC/Category - Company/ Principal Business Activity - The Company is organized to serve as the general partner of limited partnerships involving Family Members but may engage in any other activity permitted by Ohio Law./Role - Officer/ Duty - have full, exclusive, and complete discretion, power, and authority, subject in all cases to the other provisions of the agreement and the requirements of applicable law, to manage, control, administer, and operate the business and affairs of the Company for the purposes herein stated, and to make all decisions affecting such business and affairs./ Comp - No J.T.L. III Family GST Exempt Trust U/A 09/07/2005, Family Trust For the Benefit of S.L. (mother) left by late father J.L. The Trust holds funds for investment to provide for S.L. , Help manage the investments in the account. Make distributions to my mom and help gather and file tax returns with the help of tax accountant, start date-8/12/2019, CincinnatiOhio United States-45243. Lawrence Investors Limited Partnership,Ohio,United States,Financial (Consumer & Investment Services),Investments held at UBS to increase the family wealth and provide a means for Family Members to become knowledgeable of and preserve family assets,have full, exclusive, and complete discretion, power, and authority, subject in all cases to the other provisions of the agreement and the requirements of applicable law, to manage, control, administer, and operate the business and affairs of the Company for the purposes herein stated, and to make all decisions affecting such business and affairs. Start date -2/11/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-14
  • S66 Uniform Combined State Law Examination
    2014-10-14
Other Names
  • John Lawrence
  • John T Lawrence

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