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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
HI RA APPROVED 2017-05-03
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • HI RA
    APPROVED
    Since 2017-05-03

Branch Locations

1111 S. Beretania Street, Honolulu, HI 96814 • United States

1000 Mapunapuna Street, Honolulu, HI 96819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Honolulu HI 10/2014 05/2017
First Hawaiian Bank Honolulu HI 02/2014 Present
Raymond James Financial Services, Inc. Honolulu HI 05/2017 Present
Raymond James Financial Services Advisors Inc. Honolulu HI 05/2017 Present
First Hawaiian Advisors Dba Honolulu HI 05/2017 Present
  • 10/2014 → 05/2017
    Bancwest Investment Services
    Honolulu, HI
  • 02/2014 → Present
    First Hawaiian Bank
    Honolulu, HI
  • 05/2017 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 05/2017 → Present
    Honolulu, HI
  • 05/2017 → Present
    First Hawaiian Advisors Dba
    Honolulu, HI
Previous Registrations
  • 2014-10-15 → 2017-05-02
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
  • 2010-02-10 → 2013-10-23
    Wailuku, HI
    Honolulu, HI
    Kahului, HI
Other Businesses

(1)Name of Business: Address: 1333 Heulu St Apt 1103, Honolulu, HI, 96822, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property (2)Name of Business: First Hawaiian Advisors DBA Address: 1000 Mapunapuna St, Honolulu, HI, 96819, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Investment and Insurance Services (3)Name of Business: First Hawaiian Bank Address: 1000 Mapunapuna St, Honolulu, HI, 96819, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/10/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Investment and Insurance services (3) N/A, 1333 Heulu St Apt 1103, Honolulu, HI, Rental Real Estate, 10/01/2021, Investment Related: Owner/Proprietor, HPM: 0-1 HPM trad hrs: 0-1 DOD: Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2009-12-17

View on SEC IAPD

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