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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-01 |
| TX | RA | APPROVED | 2019-11-27 |
Branch Locations
1415 Rolkin Court Ste 202, Charlottesville, VA 22911 • United States
107 Lago Verde Lane, Belton, TX 76513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2008 | 01/2018 |
| Bank Of America, N.A. | Houston | TX | 12/2009 | 01/2018 |
| Unemployed | Belton | TX | 01/2018 | 11/2019 |
| Lpl Financial, Llc | Belton | TX | 11/2019 | Present |
| Private Advisor Group | Belton | TX | 03/2018 | Present |
1. 11/27/2019 - PEO International - Not Investment Related - 3700 Grand Ave Des Moines, IA 50312 - Non-Profit Board Member - Treasurer - Started 3/1/2018 - Treasurer of local chapter. 2. 11/27/2019 - Arcuri Associates Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 12/5/2019 - Private Advisor Group - DBA: (HYbrid) Acuri & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Started 3/1/2018 - 3 Hours Per Month - Time Spent 5% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/5/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 3/1/2018 - 3 Hours Per Month - Time Spent 5% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/18/2021 - Steph and Sons - Not Investment Related - At Reported Business Location(s) - Other-Furniture Restoration - Owner - Start Date: 11/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
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