Best Investors Account Sign in

Shane Allen Martens

D.A. Davidson & Co.

Mishawaka, IN

Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-20
  • IN RA
    APPROVED
    Since 2026-06-20

Branch Locations

425 Park Place Circle Suite 400, Mishawaka, IN 46545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank South Bend IN 11/2014 05/2026
D.A. Davidson & Co. Mishawaka IN 05/2026 Present
Previous Registrations
  • 2012-12-14 → 2014-10-31
    Pnc Wealth Management Llc
    Cleveland, OH
    Mishawaka, IN
  • 2006-02-03 → 2008-07-31
    Uvest Financial Services Group, Inc.
    South Bend, IN
    South Bend, IN
    South Bend, IN
  • 2003-01-07 → 2005-11-14
    Natcity Investments, Inc.
    Mishawaka, IN
  • 2000-08-14 → 2003-01-08
    Equitable Advisors, Llc
    Mishawaka, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-19
S63 Uniform Securities Agent State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    2026-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-11-30
Other Names
  • Shane Martens

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
ROBERT W. BAIRD & CO. INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BARBARA LYNN WOLFE
DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
CHARLES ADAMS HENRY
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

More in Mishawaka, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor