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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-03 |
Branch Locations
760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States
5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Portland | OR | 03/2012 | Present |
Central Washington University / Ellensburg United States,Washington www.cwu.edu / No/ Carlo Smith - Chair, Department of Economics Department Chair to 2 departments / No / Other / Advisory Board Member / Giving advice as to how to contruct their new financial advisor curriculum and class structure for students. Assisting in fund raising for scholorships, etc / Start Date 1/1/16Appointed No / No Central Washington University Alumni Association / 421 N Main St Ellensburg,Washington 98926 / Association (i.e., Trade or Industry, Sport...)/ Charities, Cultural, Educational & Political Organisations / Cultivate alumni engagement with the university and other fellow alumni / Member of Board of Directors / / Serve on the board and participate in alumni events. Help move the board foward with new volunteer events in Oregon and Washington / Start Date 07/10/2017/ / Central Washington University Alumni Association United States / 400 E. University Way Washington / https://www.cwu.edu/ Educational Establishment / Education / Member of Board of directors / Start Date 10/10/2019 No No /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-31 |
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