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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-03
  • TX RA
    APPROVED
    Since 2014-03-03

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Portland OR 03/2012 Present
  • 03/2012 → Present
    Ubs Financial Services
    Portland, OR
Other Businesses

Central Washington University / Ellensburg United States,Washington www.cwu.edu / No/ Carlo Smith - Chair, Department of Economics Department Chair to 2 departments / No / Other / Advisory Board Member / Giving advice as to how to contruct their new financial advisor curriculum and class structure for students. Assisting in fund raising for scholorships, etc / Start Date 1/1/16Appointed No / No Central Washington University Alumni Association / 421 N Main St Ellensburg,Washington 98926 / Association (i.e., Trade or Industry, Sport...)/ Charities, Cultural, Educational & Political Organisations / Cultivate alumni engagement with the university and other fellow alumni / Member of Board of Directors / / Serve on the board and participate in alumni events. Help move the board foward with new volunteer events in Oregon and Washington / Start Date 07/10/2017/ / Central Washington University Alumni Association United States / 400 E. University Way Washington / https://www.cwu.edu/ Educational Establishment / Education / Member of Board of directors / Start Date 10/10/2019 No No /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-03
S63 Uniform Securities Agent State Law Examination 2012-10-31
  • S65 Uniform Investment Adviser Law Examination
    2012-12-03
  • S63 Uniform Securities Agent State Law Examination
    2012-10-31
Other Names
  • Andrew Mork

View on SEC IAPD

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