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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-13
  • MN RA
    APPROVED
    Since 2022-05-13

Branch Locations

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

Brookfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Milwaukee WI 06/2008 01/2020
Piper Sandler Milwaukee WI 02/2020 Present
  • 06/2008 → 01/2020
    Robert W. Baird
    Milwaukee, WI
  • 02/2020 → Present
    Piper Sandler
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2008-11-07

View on SEC IAPD

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