Best Investors Account Sign in

Kristopher Nguyen

J.P. Morgan Securities LLC

Fullerton, CA

Brea, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-16
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-03-16
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3334 Yorba Linda Blvd, Fullerton, CA 92831 • United States

2500 E. Imperial Hwy, Ste. 194, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fullerton CA 10/2012 Present
Number One Coffee (Aka Banh Mi So 1) Falls Church VA 05/2016 03/2019
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Fullerton, CA
  • 05/2016 → 03/2019
    Number One Coffee (Aka Banh Mi So 1)
    Falls Church, VA
Previous Registrations
  • 2010-09-09 → 2012-10-01
    Chase Investment Services Corp.
    Brea, CA
    Fullerton, CA
    Brea, CA
    Yorba Linda, CA
  • 2009-02-02 → 2010-08-17
    Edward Jones
    Orange, CA
    St Louis, MO
    Garden Grove, CA
    Yorba Linda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-30
S63 Uniform Securities Agent State Law Examination 2008-09-27
  • S66 Uniform Combined State Law Examination
    2009-01-30
  • S63 Uniform Securities Agent State Law Examination
    2008-09-27
Other Names
  • Kris Nguyen
  • Kristopher Nguyen
  • Kristopher Nhon Nguyen

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
WILSON FINANCIAL ADVISORS, LLC
FIRST COMMAND ADVISORY SERVICES
SECURA FINANCIAL
COMMONWEALTH FINANCIAL NETWORK
PARK AVENUE SECURITIES LLC

Other Investors

Lisa Jung Hwa An
Kevin Lin
Hongjian Zeng
Mirzayit Mirzijon
JOO YONG PARK
LAI YEN JUNG
NELSON ALBERT ESCALANTE
CHRISTIAN ELIA

Other Offices

LPL ENTERPRISE, LLC · ORANGE, CA
LPL FINANCIAL LLC · GARDEN GROVE, CA
OSAIC INSTITUTIONS, INC. · Garden Grove, CA
WILSON FINANCIAL ADVISORS, LLC · GARDEN GROVE, CA
FIRST COMMAND ADVISORY SERVICES · Garden Grove, CA
SECURA FINANCIAL · ORANGE, CA
COMMONWEALTH FINANCIAL NETWORK · Orange, CA
PARK AVENUE SECURITIES LLC · ORANGE, CA

More in Fullerton, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor