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Neal Patrick Rutter

Index Fund Advisors, Inc.

Irvine, CA

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Current Employers
Index Fund Advisors, Inc.

19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-10-29
LA RA APPROVED 2015-10-29
TX RA APPROVED 2015-10-29
  • CA RA
    APPROVED
    Since 2015-10-29
  • LA RA
    APPROVED
    Since 2015-10-29
  • TX RA
    APPROVED
    Since 2015-10-29

Branch Locations

19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2015-05-14 → 2015-10-22
    Duttenhofer Advisory Group
    Laguna Beach, CA
  • 2010-03-22 → 2010-08-18
    National Planning Corporation
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-14
S63 Uniform Securities Agent State Law Examination 2008-07-17
  • S65 Uniform Investment Adviser Law Examination
    2015-05-14
  • S63 Uniform Securities Agent State Law Examination
    2008-07-17
Other Names
  • Neal Rutter

View on SEC IAPD

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