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Kristen Carlson Garnett

Wells Fargo Clearing Services, LLC

Madison, CT

New Haven, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-02
CT RA APPROVED 2013-10-09
  • TX RA
    APPROVED
    Since 2015-11-02
  • CT RA
    APPROVED
    Since 2013-10-09

Branch Locations

600 Boston Post Rd 2Nd Fl, Madison, CT 06443 • United States

555 Long Wharf Dr 9Th Fl [Xe-Rbo], New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ansonia CT 06/2008 11/2016
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 Present
Other Businesses

EXECUTOR FOR MOTHER, INV RELATED, MADISON, CT, START: 12/15/2021, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2013-10-08
Other Names
  • Kristen Garnett

View on SEC IAPD

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MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN

Other Offices

PRINCIPLE WEALTH · MADISON, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT

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