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Joseph Carmelo Capezza

Cove Private Wealth, LLC

Oyster Bay, NY

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Current Employers
Cove Private Wealth, Llc

44 Yellow Cote Rd., Oyster Bay, NY 11771 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
NY RA APPROVED 2022-01-03
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • NY RA
    APPROVED
    Since 2022-01-03

Branch Locations

44 Yellow Cote Rd., Oyster Bay, NY 11771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc Of America Investments Lincoln RI 06/2008 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 07/2019
Duetsche Bank New York NY 07/2019 11/2021
Cove Private Wealth, Llc Syosset NY 12/2021 Present
  • 06/2008 → 07/2019
    Banc Of America Investments
    Lincoln, RI
  • 10/2009 → 07/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 07/2019 → 11/2021
    Duetsche Bank
    New York, NY
  • 12/2021 → Present
    Cove Private Wealth, Llc
    Syosset, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-03
  • S65 Uniform Investment Adviser Law Examination
    2022-01-03
Other Names
  • Joe Carmelo Capezza
  • Joseph Capezza

View on SEC IAPD

Other Firms

IHS WEALTH MANAGEMENT LLC
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.

Other Investors

ANTHONY FRANK LOGRIPPO
Matthew Frank Ranieri
MAUREEN KENNEDY
BRIAN EDWARD NERNEY
JAMES MARTIN MARINO
Jiabao Cai
Alexander Joseph Gallego
ALEX IVAN GALLEGO

Other Offices

IHS WEALTH MANAGEMENT LLC · OYSTER BAY, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · OYSTER BAY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OYSTER BAY, NY
RAYMOND JAMES & ASSOCIATES, INC. · OYSTER BAY, NY
LPL FINANCIAL LLC · OYSTER BAY, NY
CETERA INVESTMENT ADVISERS LLC · East Norwich, NY
J.P. MORGAN SECURITIES LLC · EAST NORWICH, NY
OSAIC WEALTH, INC. · EAST NORWICH , NY

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