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Maureen Kennedy

Wells Fargo Advisors Financial Network, LLC

Oyster Bay, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
TX RA APPROVED_RES 2021-06-12
  • NY RA
    APPROVED
    Since 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2021-06-12

Branch Locations

111 South St Ste 1, Oyster Bay, NY 11771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 06/2021
Wells Fargo Advisors Financial Network, Llc Oyster Bay NY 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-11-14
  • S63 Uniform Securities Agent State Law Examination
    1988-11-14
Other Names
  • Maureen Teresa Farrell
  • Maureen Teresa Kennedy
  • Maureen Kennedy
  • Maureen Farrell
  • Maureen O'CAllaghan

View on SEC IAPD

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Other Offices

IHS WEALTH MANAGEMENT LLC · OYSTER BAY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OYSTER BAY, NY
RAYMOND JAMES & ASSOCIATES, INC. · OYSTER BAY, NY
LPL FINANCIAL LLC · OYSTER BAY, NY
CETERA INVESTMENT ADVISERS LLC · East Norwich, NY
J.P. MORGAN SECURITIES LLC · EAST NORWICH, NY
COVE PRIVATE WEALTH, LLC · OYSTER BAY, NY
OSAIC WEALTH, INC. · EAST NORWICH , NY

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