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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-07
NY RA APPROVED 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-04-07
  • NY RA
    APPROVED
    Since 2026-01-30

Branch Locations

157 South St, Oyster Bay, NY 11771 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elmont NY 11/2024 03/2025
Ymca New York NY 12/2013 01/2020
Td Bank Bayside NY 06/2022 11/2024
Unemployed Bayside NY 12/2020 06/2022
Suny Albany Albany NY 06/2014 12/2018
Queens College Queens NY 01/2020 06/2021
Bank Of America, N.A. Elmont NY 01/2025 03/2025
New York Life Melville NY 09/2025 12/2025
Nylife Securities Melville NY 10/2025 12/2025
Unemployed Douglaston NY 04/2025 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 01/2026 Present
Hsbc Queens NY 09/2019 10/2019
Bank Of America, N.A. Great Neck NY 02/2026 Present
  • 11/2024 → 03/2025
    Elmont, NY
  • 12/2013 → 01/2020
    Ymca
    New York, NY
  • 06/2022 → 11/2024
    Td Bank
    Bayside, NY
  • 12/2020 → 06/2022
    Unemployed
    Bayside, NY
  • 06/2014 → 12/2018
    Suny Albany
    Albany, NY
  • 01/2020 → 06/2021
    Queens College
    Queens, NY
  • 01/2025 → 03/2025
    Bank Of America, N.A.
    Elmont, NY
  • 09/2025 → 12/2025
    New York Life
    Melville, NY
  • 10/2025 → 12/2025
    Nylife Securities
    Melville, NY
  • 04/2025 → 08/2025
    Unemployed
    Douglaston, NY
  • 01/2026 → Present
    Great Neck, NY
  • 09/2019 → 10/2019
    Hsbc
    Queens, NY
  • 02/2026 → Present
    Bank Of America, N.A.
    Great Neck, NY
Other Businesses

[Rental Properties; House and 2 Condos; 1. Bayside, Ny, 11361/ 2. Brooklyn Ny, 11218 /3. Staten Island, NY 10305; start 12/2012; 0wner; rental income; 0 hours per month; real estate related]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
  • S66 Uniform Combined State Law Examination
    2025-07-02

View on SEC IAPD

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