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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-10 |
| NJ | RA | APPROVED | 2021-06-11 |
| TX | RA | APPROVED | 2021-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | 06/2021 |
| Wells Fargo Advisors Financial Network, Llc | Oyster Bay | NY | 06/2021 | Present |
EXECUTOR OF MOTHER'S ESTATE; INV. RELATED; OYSTER BAY, NY; START DATE 3/2019; 1 HR PER MONTH; 1 HR DURING TRADING. MARINO WEALTH MANAGEMENT,LLC; INVESTMENT RELATED; OYSTER BAY,NY; 100% OWNERSHIP; START DATE 06/14/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.; TRUSTEE FOR MARINO WEALTH MANAGEMENT 401K, INV RELATED, OYSTER BAY, NY, START: 12/09/2021, 2 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-28 |
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