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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2014-03-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2014-03-06

Branch Locations

68 W Main Street Ste 103, Oyster Bay, NY 11771 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Woodbury NY 01/2014 Present
Division Of Military & Naval Affaird-Ny Guard Manhattan NY 03/2014 02/2017
B.E.S.T. Pllc Plainview NY 12/2025 03/2026
  • 01/2014 → Present
    Woodbury, NY
  • 03/2014 → 02/2017
    Division Of Military & Naval Affaird-Ny Guard
    Manhattan, NY
  • 12/2025 → 03/2026
    B.E.S.T. Pllc
    Plainview, NY
Other Businesses

(1) Name of Business: Gallego Group Inc Address: 67 W Main St, Oyster Bay, NY, 11771-2278, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: \n\nThis note serves to clarify the status and activities of the Alex Gallego Group Corporation, a limited liability company registered in New York State. The corporation was established 11 years ago solely for the purpose of signing the lease for the property located at 67 West Main St.\n\n\nThis note reflects the corporation's status as a passive entity with no operational or financial activity beyond its initial purpose.\n (2) Name of Business: USV - Honor Guard Address: LI National Cemetery, Melville , NY, 11735, United States Activity Type: Military Position/Title: Investment Related: No Start Date: 06/19/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-28
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • Alex I Gallego
  • Alex Gallego

View on SEC IAPD

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