Best Investors Account Sign in

Jarrod Saburo Imatani

D.A. Davidson & Co.

Littleton, CO

Denver, CO

Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-12
  • CO RA
    APPROVED
    Since 2024-03-12

Branch Locations

Littleton, CO • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People's Securities, Inc. New York NY 08/2018 12/2023
N/A New York NY 01/2018 08/2018
Td Asset Management New York NY 07/2014 01/2018
D.A. Davidson & Co Denver CO 01/2024 Present
  • 08/2018 → 12/2023
    People's Securities, Inc.
    New York, NY
  • 01/2018 → 08/2018
    N/A
    New York, NY
  • 07/2014 → 01/2018
    Td Asset Management
    New York, NY
  • 01/2024 → Present
    D.A. Davidson & Co
    Denver, CO
Previous Registrations
  • 2023-01-11 → 2024-02-08
    People'S United Advisors, Inc.
    Wilmington, DE
  • 2021-11-24 → 2022-12-31
    People'S United Advisors, Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-17
S65 Uniform Investment Adviser Law Examination 2022-01-22
  • S63 Uniform Securities Agent State Law Examination
    2024-02-17
  • S65 Uniform Investment Adviser Law Examination
    2022-01-22
Other Names
  • Jarrod S Imatani

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
MARINER
SEMPER AUGUSTUS INVESTMENTS GROUP LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC

Other Investors

DAMIAN DANIEL WALSH
PRISCILLA ANNE PEOPLES
Warren Curtis Anderson
Robert P Grovich
Kevin Carl Arvidson
Connie Gail Williams
SEAN WILLIAM MCGINNIS
DAVID TREVOR MARTIN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Highlands Ranch, CO
EDWARD JONES · Littleton, CO
EDWARD JONES · HIGHLANDS RANCH, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
MARINER · Highlands Ranch, CO
SEMPER AUGUSTUS INVESTMENTS GROUP LLC · HIGHLANDS RANCH, CO

More in Littleton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor