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Inactive

Sara Pierce Clark

Mission Wealth Management, LP

Santa Barbara, CA

Los Angeles, CA

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Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-04
  • CA RA
    APPROVED
    Since 2022-05-04

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

2029 Century Park East Suite 400N, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 04/2014 02/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2019
Kayne Anderson Capital Advisors Lp Los Angeles CA 02/2019 06/2020
Adviceperiod Los Angeles CA 10/2020 03/2022
Unemployed Los Angeles CA 07/2020 09/2020
Mariner Wealth Advisors Los Angeles CA 03/2022 04/2022
Mission Wealth Management, Lp Santa Barbara CA 04/2022 Present
  • 04/2014 → 02/2019
    Morgan Stanley
    New York, NY
  • 01/2015 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → 06/2020
    Kayne Anderson Capital Advisors Lp
    Los Angeles, CA
  • 10/2020 → 03/2022
    Adviceperiod
    Los Angeles, CA
  • 07/2020 → 09/2020
    Unemployed
    Los Angeles, CA
  • 03/2022 → 04/2022
    Mariner Wealth Advisors
    Los Angeles, CA
  • 04/2022 → Present
    Mission Wealth Management, Lp
    Santa Barbara, CA
Previous Registrations
  • 2022-03-17 → 2022-05-03
    Mariner
    Los Angeles, CA
  • 2020-10-19 → 2022-03-30
    Adviceperiod, Llc
    Los Angeles, CA
  • 2014-05-29 → 2019-02-12
    Morgan Stanley
    New York, NY
    New York, NY
    New York, NY
  • 2011-11-07 → 2014-05-13
    Barclays Capital Inc.
    New York, NY
  • 2010-05-19 → 2011-11-02
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-13
  • S66 Uniform Combined State Law Examination
    2009-10-13
Other Names
  • Sara P Clark

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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