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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-04-21 |
| OH | RA | APPROVED | 2018-11-14 |
| TX | RA | APPROVED | 2018-11-14 |
Branch Locations
4605 E Galbraith Rd Ste 190, Cincinnati, OH 45236 • United States
515 Monmouth St., Ste. 302A, Newport, KY 41071-4588 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments, Llc | Pittsburgh | PA | 04/2016 | 11/2018 |
| Pnc Bank, Na | Cincinnati | OH | 04/2016 | 11/2018 |
| Ameriprise Financial Services, Inc. | Cinncinati | OH | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Outside Employment; TMTS LLC; Financial Advisor - associate financial advisor; ; 4605 e galbraith rd ste 190, , cincinnati, OH, 45236; Investment-Related; 11/01/2019; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-15 |
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