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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-14 |
Branch Locations
6 Laketrail, Irvine, CA 92604 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2013 | 01/2019 |
| Royal Alliance | Irvine | CA | 01/2019 | Present |
1. JAMES JOHNSON INSURANCE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/26/2008 ADDRESS: 6 Laketrail, Irvine CA 92604, United States DESCRIPTION: Advise clients and prospects of their insurance options. Complete policy reviews and service for existing clients. 2. NWF ADVISORY SERVICES POSITION: IAR of NWF Advisory Services NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/18/2019 ADDRESS: 100 Spectrum Center Drive, Suite 900, Irvine CA 92618, United States DESCRIPTION: Manage account portfolios for a fee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-13 |
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