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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-30 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugar Land, | TX | 07/2008 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated | Sugar Land | TX | 05/2019 | Present |
Notary Public for State of TX; 2245 Texas Drive Building A2, Ste 290 Sugar Land TX 77479; Notary Public; notarize docs; 5/1/2026; 1 hour per year; during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-28 |
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