Tiffany A Mansfield

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-11-28
NJ	RA	APPROVED	2011-08-12

TX RA
APPROVED

Since 2011-11-28
NJ RA
APPROVED

Since 2011-08-12

Branch Locations

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	White Plains	NY	05/2011	11/2016
Wells Fargo Clearing Services, Llc	White Plains	NY	11/2016	Present

05/2011 → 11/2016

Wells Fargo Advisors Llc

White Plains, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

White Plains, NY

Other Businesses

ARBITRATOR, INV RELATED, WASHINGTON, DC, START: 8/1/2018, 3 HOURS PER MONTH/3 DURING TRADING, DUTIES: ATTEND ARBITRATIONS. RENTAL PROPERTY; INV. RELATED; KINGWOOD, TX; OWNER; START DATE 3/1/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-11

S66 Uniform Combined State Law Examination

2011-08-11

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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