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Eric Brandberg

Ameriprise Financial Services, LLC

Minneapolis, MN

Andover, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-01-27
  • MN RA
    APPROVED
    Since 2015-01-27

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 01/2015 03/2020
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 01/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-28
S63 Uniform Securities Agent State Law Examination 1996-06-11
  • S65 Uniform Investment Adviser Law Examination
    2017-04-28
  • S63 Uniform Securities Agent State Law Examination
    1996-06-11
Designations
Other Names
  • Eric J Brandberg
  • Eric John Brandberg

View on SEC IAPD

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