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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-19
FL RA APPROVED 2021-10-15
  • TX RA
    APPROVED_RES
    Since 2023-04-19
  • FL RA
    APPROVED
    Since 2021-10-15

Branch Locations

120 South Olive Ave Suite 204, West Palm Beach, FL 33401 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 11/2013 07/2020
Securities America, Inc. West Palm Beach FL 07/2020 10/2021
Securities America Advisors, Inc. West Palm Beach FL 07/2020 10/2021
Kovack Securities, Inc. Fort Lauderdale FL 10/2021 Present
Kovack Advisors, Inc. Fort Lauderdale FL 10/2021 Present
  • 11/2013 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 07/2020 → 10/2021
    Securities America, Inc.
    West Palm Beach, FL
  • 07/2020 → 10/2021
    Securities America Advisors, Inc.
    West Palm Beach, FL
  • 10/2021 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 10/2021 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2020-07-17 → 2021-10-11
    Securities America Advisors, Inc.
    West Palm Beach, FL
  • 2013-12-06 → 2020-07-17
    Investacorp Advisory Services Inc
    West Palm Beach, FL
    Miami, FL
  • 2009-06-12 → 2013-12-05
    Osaic Fs, Inc.
    West Palm Beach, FL
    Paramus, NJ
  • 2008-01-03 → 2009-05-19
    Cetera Wealth Services, Llc
    Paramus, NJ
    Orlando, FL
  • 2004-03-01 → 2007-03-29
    First Montauk Securities Corp.
    Orlando, FL
    Orlando, FL
Other Businesses

1) DBA- GIVEY FINANCIAL LLC- 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; PRESENTING CLIENTS VARIOUS INSURANCE PRODUCTS THAT ARE SUITABLE FOR THEM AND THEIR FAMILY; LICENSE INSURANCE AGENT & SOLE OWNER; 20% OF TIME SPENT. 2) CHIGWELL CAPITAL MANAGMENT LLC - 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESMENT RELATED; MANAGE AND MAINTAIN ALL REVENUES AND EXPENSES RELATING TO MY BUSINESS; OWNER; 20% OF TIME SPENT. 3) CHIGWELL PROPERTIES 203 LLC- 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; MANAGE AND MAINTAIN THE OFFICE SPACE ON BEHALF OF THE LLC; OWNER; 5% OF TIME SPENT. 4) ELEVEN WALL & MAIN LLC - 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; MANAGER AND SOLE OWNER OF THE LLC THAT OWNS THE OFFICE SPACE; OWNER; 5% OF TIME SPENT. 5) GARTH IVEY - 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; ADVISOR TO MY CLIENTS ON A NON DISCRETIONARY BASIS AS IT RELATES TO THEIR REAL ESTATE PORTFOLIO MGMT. TEAM & COMMERCIAL PROPERTIES; ADVISOR; 10% OF TIME SPENT. 6) SIX TWELVE LLC - 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; MANAGE AND MAINTAIN THE OFFICE SPACES ON BEHALF OF THE LLC; OWNER; 5% OF TIME SPENT. 7) CHIGWELL PROPERTIES 200 LLC - 120 SOUTH OLIVE AVE., SUITE 204, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; START DATE 9/5/2018; THE LLC OWNS A COMMERICIAL OFFICE THAT IS BEING LEASED BY LAW FIRM KENNY LEIGH THAT PRACTICES FAMILY LAW; MANAGER & SOLE OWNER OF THE OFFICE SPACE; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-30
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S65 Uniform Investment Adviser Law Examination
    2001-06-30
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23

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