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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-23 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Richfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2015 | 03/2020 |
| American Enterprise Investment Services Inc | Minneapolis | MN | 03/2015 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-05 |
| S66 | Uniform Combined State Law Examination | 2002-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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