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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-08 |
| MI | RA | APPROVED | 2010-08-24 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1700 W. Big Beaver Suite 110, Troy, MI 48084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 04/2007 | Present |
| Kovack Advisors, Inc | Ft. Lauderdale | FL | 01/2009 | Present |
1) DBA: CLEARPATH CAPITAL MANAGEMENT LLC - 1700 W. BIG BEAVER, SUITE 110, TROY, MI 48084; SECURITIES; INVESTMENT RELATED; REGISTERED REP; SELL SECURITIES; 95% OF TIME SPENT 2) FIXED INSURANCE SALES - 1700 W. BIG BEAVER, SUITE 110, TROY, MI 48084; FIXED INSURANCE; NON INVESTMENT RELATED; AGENT; TERM LIFE, LONG TERM CARE, FIXED ANNUITIES; 4% OF TIME SPENT 3) GREAT LAKES INDEPENTDENT INSURANCE - 36 WEST FLINT STREET LAKE ORION, MI 48362; PROPERTY AND CASUALTY INSURANCE; NON INVESTMENT RELATED; AGENT; SELL AUTO AND HOMEOWNERS INSURANCE; 1% OF TIME SPENT. 4) TRUSTEE OF MOTHER'S REVOCABLE LIVING TRUST - 5119 COHOCTAH PLACE, TROY MI; INVESTMENT RELATED; HANDLE ALL AFFAIRS OF MOTHER'S TRUST; TRUSTEE; 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-06 |
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